CHAPTER 3
GENERAL PROVISIONS

12     . . . . . .

[Section 12 repealed by section 271 read with paragraph 177 of Schedule 1 of Act 28 of 2011]

13     Records

(1)     Any member, participant or person to whom a listed security is transferred must keep, for a period of five years, such record of every transfer which has been effected by the member, participant or person to whom the security has been transferred as may be required to enable the member, participant or person to whom the security has been transferred, as the case may be, to observe the requirements of this Act and to enable the Commissioner to be satisfied that those requirements have been observed.

(2)     The company referred to in section 3(1)(c) must keep, for a period of five years, such records of every transfer of an unlisted security issued by it as may be required to enable the company to observe the requirements of this Act and to enable the Commissioner to be satisfied that those requirements have been observed.

14     . . . . . .

[Section 14 repealed by section 271 read with paragraph 177 of Schedule 1 of Act 28 of 2011]

15     . . . . . .

[Section 15 repealed by section 271 read with paragraph 177 of Schedule 1 of Act 28 of 2011]

16    . . . . . .

[Section 16 repealed by section 271 read with paragraph 177 of Schedule 1 of Act 28 of 2011]

17   . . . . . .

[Section 17 repealed by section 271 read with paragraph 177 of Schedule 1 of Act 28 of 2011]

18    . . . . . .

[Section 18 repealed by section 271 read with paragraph 177 of Schedule 1 of Act 28 of 2011]

19    . . . . . .

[Section 19 repealed by section 271 read with paragraph 177 of Schedule 1 of Act 28 of 2011]